Wiley Series 7 Exam Review 2016 + Test Bank - Bookswagon UAE
Book 1
Book 2
Book 3
Book 1
Book 2
Book 3
Book 1
Book 2
Book 3
Book 1
Book 2
Book 3
Home > Business and Economics > Finance and accounting > Accounting > Accounting: study and revision guides > Wiley Series 7 Exam Review 2016 + Test Bank: The General Securities Representative Examination(Wiley FINRA)
Wiley Series 7 Exam Review 2016 + Test Bank: The General Securities Representative Examination(Wiley FINRA)

Wiley Series 7 Exam Review 2016 + Test Bank: The General Securities Representative Examination(Wiley FINRA)


     0     
5
4
3
2
1



Out of Stock


Notify me when this book is in stock
X
About the Book

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

Table of Contents:
ABOUT THE SERIES 7 EXAM xxiii ABOUT THIS BOOK xxvii ABOUT THE TEST BANK xxviii ABOUT THE SECURITIES INSTITUTE OF AMERICA xxix CHAPTER 1 EQUITY SECURITIES 1 CHAPTER 2 DEBT SECURITIES 29 CHAPTER 3 GOVERNMENT SECURITIES 55 CHAPTER 4 MUNICIPAL SECURITIES 65 CHAPTER 5 THE MONEY MARKET 109 CHAPTER 6 ECONOMIC FUNDAMENTALS 117 CHAPTER 7 OPTIONS 133 CHAPTER 8 MUTUAL FUNDS 199 CHAPTER 9 VARIABLE ANNUITIES 241 CHAPTER 10 ISSUING CORPORATE SECURITIES 257 CHAPTER 11 TRADING SECURITIES 277 CHAPTER 12 CUSTOMER ACCOUNTS 311 CHAPTER 13 MARGIN ACCOUNTS 333 CHAPTER 14 RETIREMENT PLANS 353 CHAPTER 15 BROKERAGE OFFICE PROCEDURE 373 CHAPTER 16 FUNDAMENTAL AND TECHNICAL ANALYSIS 393 CHAPTER 17 DIRECT PARTICIPATION PROGRAMS 411 CHAPTER 18 CUSTOMER RECOMMENDATIONS, PROFESSIONAL CONDUCT, AND TAXATION 425 CHAPTER 19 SECURITIES INDUSTRY RULES AND REGULATIONS 455 ANSWER KEYS 495 GLOSSARY OF EXAM TERMS 513 INDEX 579


Best Sellers


Product Details
  • ISBN-13: 9781119110743
  • Publisher: John Wiley & Sons Inc
  • Publisher Imprint: John Wiley & Sons Inc
  • Edition: Revised edition
  • Language: English
  • Returnable: N
  • Returnable: N
  • Spine Width: 33 mm
  • Weight: 1402 gr
  • ISBN-10: 1119110742
  • Publisher Date: 23 Nov 2015
  • Binding: Paperback
  • Height: 277 mm
  • No of Pages: 624
  • Returnable: N
  • Series Title: Wiley FINRA
  • Sub Title: The General Securities Representative Examination
  • Width: 216 mm


Similar Products

Add Photo
Add Photo

Customer Reviews

REVIEWS      0     
Click Here To Be The First to Review this Product
Wiley Series 7 Exam Review 2016 + Test Bank: The General Securities Representative Examination(Wiley FINRA)
John Wiley & Sons Inc -
Wiley Series 7 Exam Review 2016 + Test Bank: The General Securities Representative Examination(Wiley FINRA)
Writing guidlines
We want to publish your review, so please:
  • keep your review on the product. Review's that defame author's character will be rejected.
  • Keep your review focused on the product.
  • Avoid writing about customer service. contact us instead if you have issue requiring immediate attention.
  • Refrain from mentioning competitors or the specific price you paid for the product.
  • Do not include any personally identifiable information, such as full names.

Wiley Series 7 Exam Review 2016 + Test Bank: The General Securities Representative Examination(Wiley FINRA)

Required fields are marked with *

Review Title*
Review
    Add Photo Add up to 6 photos
    Would you recommend this product to a friend?
    Tag this Book Read more
    Does your review contain spoilers?
    What type of reader best describes you?
    I agree to the terms & conditions
    You may receive emails regarding this submission. Any emails will include the ability to opt-out of future communications.

    CUSTOMER RATINGS AND REVIEWS AND QUESTIONS AND ANSWERS TERMS OF USE

    These Terms of Use govern your conduct associated with the Customer Ratings and Reviews and/or Questions and Answers service offered by Bookswagon (the "CRR Service").


    By submitting any content to Bookswagon, you guarantee that:
    • You are the sole author and owner of the intellectual property rights in the content;
    • All "moral rights" that you may have in such content have been voluntarily waived by you;
    • All content that you post is accurate;
    • You are at least 13 years old;
    • Use of the content you supply does not violate these Terms of Use and will not cause injury to any person or entity.
    You further agree that you may not submit any content:
    • That is known by you to be false, inaccurate or misleading;
    • That infringes any third party's copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy;
    • That violates any law, statute, ordinance or regulation (including, but not limited to, those governing, consumer protection, unfair competition, anti-discrimination or false advertising);
    • That is, or may reasonably be considered to be, defamatory, libelous, hateful, racially or religiously biased or offensive, unlawfully threatening or unlawfully harassing to any individual, partnership or corporation;
    • For which you were compensated or granted any consideration by any unapproved third party;
    • That includes any information that references other websites, addresses, email addresses, contact information or phone numbers;
    • That contains any computer viruses, worms or other potentially damaging computer programs or files.
    You agree to indemnify and hold Bookswagon (and its officers, directors, agents, subsidiaries, joint ventures, employees and third-party service providers, including but not limited to Bazaarvoice, Inc.), harmless from all claims, demands, and damages (actual and consequential) of every kind and nature, known and unknown including reasonable attorneys' fees, arising out of a breach of your representations and warranties set forth above, or your violation of any law or the rights of a third party.


    For any content that you submit, you grant Bookswagon a perpetual, irrevocable, royalty-free, transferable right and license to use, copy, modify, delete in its entirety, adapt, publish, translate, create derivative works from and/or sell, transfer, and/or distribute such content and/or incorporate such content into any form, medium or technology throughout the world without compensation to you. Additionally,  Bookswagon may transfer or share any personal information that you submit with its third-party service providers, including but not limited to Bazaarvoice, Inc. in accordance with  Privacy Policy


    All content that you submit may be used at Bookswagon's sole discretion. Bookswagon reserves the right to change, condense, withhold publication, remove or delete any content on Bookswagon's website that Bookswagon deems, in its sole discretion, to violate the content guidelines or any other provision of these Terms of Use.  Bookswagon does not guarantee that you will have any recourse through Bookswagon to edit or delete any content you have submitted. Ratings and written comments are generally posted within two to four business days. However, Bookswagon reserves the right to remove or to refuse to post any submission to the extent authorized by law. You acknowledge that you, not Bookswagon, are responsible for the contents of your submission. None of the content that you submit shall be subject to any obligation of confidence on the part of Bookswagon, its agents, subsidiaries, affiliates, partners or third party service providers (including but not limited to Bazaarvoice, Inc.)and their respective directors, officers and employees.

    Accept

    Fresh on the Shelf


    Inspired by your browsing history


    Your review has been submitted!

    You've already reviewed this product!