Wiley Series 7 Exam Review 2015 + Test Bank - Bookswagon UAE
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Wiley Series 7 Exam Review 2015 + Test Bank: The General Securities Representative Examination(Wiley FINRA)

Wiley Series 7 Exam Review 2015 + Test Bank: The General Securities Representative Examination(Wiley FINRA)


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About the Book

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: * Public offerings and/or private placements of corporate securities (stocks and bonds) * rights * warrants * mutual funds * money market funds * unit investment trusts * REITS * asset-backed securities * mortgage-backed securities * options * options on mortgage-backed securities * municipal securities * government securities * repos and certificates of accrual on government securities * direct participation programs * securities traders * venture capital * ETFs * hedge funds

Table of Contents:
ABOUT THE SERIES 7 EXAM XXI ABOUT THIS BOOK XXV ABOUT THE TEST BANK XXVI ABOUT THE SECURITIES INSTITUTE OF AMERICA XXVII CHAPTER 1 EQUITY SECURITIES 1 CHAPTER 2 DEBT SECURITIES 29 CHAPTER 3 GOVERNMENT SECURITIES 53 CHAPTER 4 MUNICIPAL SECURITIES 63 CHAPTER 5 MONEY MARKET 105 CHAPTER 6 ECONOMIC FUNDAMENTALS 113 CHAPTER 7 OPTIONS 127 CHAPTER 8 MUTUAL FUNDS 189 CHAPTER 9 VARIABLE ANNUITIES 227 CHAPTER 10 ISSUING CORPORATE SECURITIES 241 CHAPTER 11 TRADING SECURITIES 259 CHAPTER 12 CUSTOMER ACCOUNTS 291 CHAPTER 13 MARGIN ACCOUNTS 309 CHAPTER 14 RETIREMENT PLANS 329 CHAPTER 15 BROKERAGE OFFICE PROCEDURE 349 CHAPTER 16 FUNDAMENTAL AND TECHNICAL ANALYSIS 369 CHAPTER 17 DIRECT PARTICIPATION PROGRAMS 385 CHAPTER 18 CUSTOMER RECOMMENDATIONS, PROFESSIONAL CONDUCT, AND TAXATION 397 CHAPTER 19 SECURITIES INDUSTRY RULES AND REGULATIONS 423 ANSWER KEYS 457 GLOSSARY OF EXAM TERMS 475 INDEX 541


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Product Details
  • ISBN-13: 9781118856857
  • Publisher: John Wiley & Sons Inc
  • Publisher Imprint: John Wiley & Sons Inc
  • Edition: Revised edition
  • Language: English
  • Returnable: N
  • Returnable: N
  • Spine Width: 31 mm
  • Weight: 1388 gr
  • ISBN-10: 1118856856
  • Publisher Date: 27 Oct 2014
  • Binding: Paperback
  • Height: 277 mm
  • No of Pages: 588
  • Returnable: N
  • Series Title: Wiley FINRA
  • Sub Title: The General Securities Representative Examination
  • Width: 217 mm


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