Control and Filtering of Quantum Systems

This dissertation, "Control and Filtering of Quantum Systems" by Shizhou, Fu, 付世州, was obtained from The University of Hong Kong (Pokfulam, Hong Kong) and is being sold pursuant to Creative Commons: Attribution 3.0 Hong Kong License. The content of this dissertation has not been altered in any way. We have altered the formatting in order to facilitate the ease of printing and reading of the dissertation. All rights not granted by the above license are retained by the author. Abstract: This thesis is concerned with the control and filtering problems for quantum systems. Two kinds of control problems are considered for a class of quantum systems: optimal control and trajectory tracking control. Filtering of a class of linear quantum systems is also investigated. For the optimal control of quantum systems, the system in question evolves on a manifold inR DEGREES3 and is modeled as a bilinear control form whose states are represented as coherence vectors. An associated matrix Lie group system with state space S O(3) is introduced in order to facilitate solving the given problem. The controllability as well as the reachable set of the system is analyzed in detail. The maximum principle is applied to the optimal control for systems evolving on the Lie group of special orthogonal matrices of dimension 3, with cost that is quadratic in the control input. Controlling the evolutions of coherence vector is equivalent to controlling the states of an associated matrix Lie group system. Thus, the optimal control problem for single spin-1/2 systems can be transformed to steer state of the matrix Lie group system from the identity matrix to a final matrix corresponding to a target state of single spin-1/2 systems in an optimal fashion. The obtained result is employed to perform a reversible logic quantum operation NOT on single spin-1/2 systems. Explicit expressions for the optimal control are given which are linked to the initial state of the system. The main contribution of the result is to extend the existing result to a larger class of systems, generalizing existing wave-function-based results to single spin-1/2 systems whose states are represented by density matrices such that it allows the inclusion of mixed states. For the tracking control problem of closed single spin-1/2 quantum ensembles, based on the Liouville-von Neumann equation, mathematical model of dynamics for single spin-1/2 quantum ensembles are formulated as a bilinear form with states evolving on Bloch sphere. For a typical setting in NMR, one in general would not cancel the applied electromagnetic field along a specified direction, thus leading to the dynamics in a plane perpendicular to that direction on the Bloch sphere. One natural question arises that how can one design a feedback controller such that given an initial condition for quantum ensembles, the system evolutions can be steered to the pre-determined trajectory. An associated matrix Lie group differential equation describing transfers from the initial state being an identity matrix is naturally introduced. The tracking problem for the system of interest is transformed to a stabilization problem such that the control techniques are able to be used. A distance function as well as a distance vector defined on the Lie group SO(3) are introduced, which can be used to construct a Lyapunov function to deal with the tracking problem. In order to deal with the tracking problem, the Lyapunov-based feedback design method is employed to obtain the feedback control such that the dynamics of system can converge to the reference trajectory. For filtering of quantum systems, the filter problem of a class of linear quantum stochastic systems with quantum noise is investigated. The quantum system model is first analyzed, then the necessary conditions of nondemolition are obtained by applying the observation principle. The relations between the input and output noise are necessary for the nonde