Executive Roadmap to Fraud Prevention and Internal Control
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Home > Business and Economics > Business and Management > Management and management techniques > Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance
Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance

Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance


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About the Book

How-to, authoritative guidance for creating a best-in-class fraud prevention and compliance program in any organization Now in a Second Edition, this practical book helps corporate executives and managers understand the full ramifications of good corporate governance and compliance. It covers best practices for establishing a unit to protect the financial integrity of a business; theories and models on how and why fraud occurs in an organization; importance of strong internal controls; major compliance and corporate governance initiatives and milestones since 1985; and more. Complete coverage includes implementation guidance for a robust fraud prevention and compliance program, including sample policies, best practice examples, and a 14-point management antifraud program. Covers fraud risk assessment and prevention guidance Looks at global risk issues, including the Foreign Corrupt Practices Act (FCPA) and UK Bribery Act Examines amendments to the Federal Sentencing Guidelines for Organizational Crime Discusses Dodd-Frank Whistleblower Provisions Explores enterprise risk management key program elements Offers coverage of how fraud and compliance failures contributed to the financial crisis Includes enhanced principles for fraud data mining Presents new cases, checklists and real-world examples, expanded international coverage, and the latest technological tools Shows executives and managers what their responsibilities are regarding fraud prevention, internal controls, and compliance Provides an instructor's website, including a test bank Other titles by Biegelman: Building a World-Class Compliance Program and Foreign Corrupt Practices Act Compliance Guidebook Completely revised and updated, Executive Roadmap to Fraud Prevention and Internal Control, Second Edition is every manager's best resource for understanding all the complex issues and responsibilities associated with fraud and compliance.

Table of Contents:
Foreword to the Second Edition xiii Foreword to the First Edition xvii Preface xxi Acknowledgments xxvii Chapter 1 Fraud’s Feeding Frenzy 1 Chapter 2 Fraud Theory and Prevention 23 Chapter 3 The Path to Greater Corporate Compliance, Accountability, and Ethical Conduct: COSO to Sarbanes-Oxley 47 Chapter 4 The Path to Greater Corporate Compliance, Accountability, and Ethical Conduct: SAS 99 to the 2010 Amendments to the Federal Sentencing Guidelines for Organizations 81 Chapter 5 Internal Controls and Antifraud Programs 105 Chapter 6 Financial Statement Fraud 133 Chapter 7 Internal Fraud: Protecting a Company 157 Chapter 8 Former Fraudster and New Man 171 Chapter 9 External Schemes and Scams: The Rest of the Fraud Story 185 Chapter 10 Not Too Big to Fail 205 Chapter 11 Designing a Robust Fraud Prevention Program 231 Chapter 12 Whistleblowers and Hotlines 255 Chapter 13 Time to Do Background Checks 287 Chapter 14 Training, Training, and More Training 307 Chapter 15 Global Fraud and Corruption Risk 329 Chapter 16 The Feds Are Watching: What to Know and Do Now 349 Chapter 17 A Fraud Prevention Culture That Works 371 Appendix ACFE Fraud Prevention Checklist 391 About the Authors 395 Index 399

About the Author :
MARTIN T. BIEGELMAN, CFE, CCEP, has been fighting fraud and corruption for more than thirty-five years in various roles in law enforcement, consulting, and the corporate sector. He is currently a Director in the Global Investigations and Compliance Practice at Navigant Consulting. He previously served as Director of Financial Integrity at Microsoft Corporation. JOEL T. BARTOW, CFE, CPP, is Operations Director for IntegriGuard, LLC. Mr. Bartow has over twenty-five years of experience in fraud and security investigations as an FBI Special Agent and in the private sector, where he developed successful fraud prevention programs.


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Product Details
  • ISBN-13: 9781118004586
  • Publisher: John Wiley & Sons Inc
  • Publisher Imprint: John Wiley & Sons Inc
  • Height: 231 mm
  • No of Pages: 448
  • Returnable: N
  • Sub Title: Creating a Culture of Compliance
  • Width: 150 mm
  • ISBN-10: 1118004582
  • Publisher Date: 19 Apr 2012
  • Binding: Hardback
  • Language: English
  • Returnable: N
  • Spine Width: 38 mm
  • Weight: 748 gr


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Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance
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